Windstream fills the gap in the delivery of compliance so you can grow your firm. Our experts determine what compliance infrastructure is needed, the processes to follow, the training needed, and facilitate the necessary documentation to demonstrate compliance and adhere to rules.
Windstream’s mission is to provide cost-effective, professional compliance services to financial services firms that understand the value of outsourcing. We customize our systematic approach to fit your needs—operationally and fiscally—and take responsibility for our assigned compliance programs so you can focus on serving existing clients and growing the firm.
From named CCO services to Consulting arrangements, we are your trusted partner in the shared mission to stay compliant with the ever-changing landscape of rules and regulations.
Under this model, Windstream becomes the named CCO of the firm, and provides the necessary compliance services to satisfy your advisory compliance needs taking into consideration the size and needs of the firm.
Learn MoreWindstream designs custom compliance solutions to help firms in the investment management space flourish in today’s regulatory environment. Our effective solutions help compliance teams achieve efficiency.
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